Course
Client Relationship Model Phase 2 (CRM 2) (LCI002)
C$25.00
Continuing Education
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Compliance / Business Conduct
Client Relationship Model Phase 2 (CRM 2) (LCI002)
Equivalent to: 1.0 IIROC: Compliance 1.0 MFDA: Business Conduct MFDA Activity Number 1000000217 1.0 Alberta Accreditation Committee: Life (65482) 1.0 Financial Services Regulatory Authority of Ontario: Life or Accident and Sickness 1.0...
ETF Proficiency Course (LCI00P01)
C$160.00
Licensing
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ETF Proficiency
ETF Proficiency Course (LCI00P01)
2.0 IIROC: Compliance/ Professional Development 24-0599CP 2.0 MFDA: Business Conduct: MFDA Activity Number 1000004136 2.0 Alberta Accreditation Committee: Life (65485) 2.0 Financial Services Regulatory Authority of Ontario: Life 2.0...
Pensions and Tax Deferral Plans (LCI0107)
C$25.00
Foundations
Pensions and Tax Deferral Plans (LCI0107)
1.0 Financial Services Regulatory Authority of Ontario: Life 1.0 Insurance Council of British Columbia: Life 1.0 Insurance Council of Manitoba: 1.0 Life (36286) 1.0 Insurance Councils of Saskatchewan: Life 1.0 FP Canada: Financial...
Fixed Income Investments (LCI0108)
C$25.00
Foundations
Fixed Income Investments (LCI0108)
1.0 Financial Services Regulatory Authority of Ontario: Life 1.0 Insurance Council of British Columbia: Life 1.0 Insurance Council of Manitoba: 1.0 Life (36270) 1.0 Insurance Councils of Saskatchewan: Life There are few things cooler than...
CCO Ed: New SRO Framework (CSA Position Paper 25-404) (LCI01C04)
C$50.00
... /
Compliance / Business Conduct
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CCO Edition
CCO Ed: New SRO Framework (CSA Position Paper 25-404) (LCI01C04)
On August 3rd, 2021, the Canadian Securities Administrators (CSA) published a proposed framework to modernize the self-regulatory landscape in Canada's securities industry. This is really important. So we created an audio version and a video...
Privacy Training (LCI0301C)
C$50.00
Continuing Education
/
Compliance / Business Conduct
Privacy Training (LCI0301C)
1.0 IIROC: Compliance (24-0030C) 1.0 MFDA: Business Conduct (10490)MFDA Activity Number 1000000220 1.0 Alberta Accreditation Committee: Life, Life or Accident and Sickness General, Adjuster (65488) 1.0 Financial Services Regulatory Authority...
Cyber Security Awareness Training (LCI0404C)
C$50.00
Continuing Education
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Compliance / Business Conduct
Cyber Security Awareness Training (LCI0404C)
2.0 IIROC: Compliance (24-0598C) 2.0 MFDA: Business Conduct (22-0563C) MFDA Activity Number 1000000218 2.0 Alberta Accreditation Committee: Life, Life or Accident and Sickness, General, Adjuster (54586) 2.0 Financial Services Regulatory...
Ethics 2024 (LCI0424C)
C$50.00
Continuing Education
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Compliance / Business Conduct
Ethics 2024 (LCI0424C)
2.0 IIROC: Compliance (24-0600C) 2.0 MFDA: Business Conduct - Ethics: MFDA Activity Number 1000006016 2.0 Financial Services Regulatory Authority of Ontario: Life or A and S 2.0 Insurance Council of British Columbia: Life or A and S 2.0...
Accessibility: General Requirements (LCI0501C)
C$25.00
Continuing Education
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Compliance / Business Conduct
Accessibility: General Requirements (LCI0501C)
In this course, we cover the general requirements of the Integrated Accessibility Standards Regulation (IASR). 1.0 IIROC: Compliance (24-0591C) 1.0 MFDA: Business Conduct: MFDA Activity Number 1000001589 1.0 Financial Services Regulatory...
AML: Real Estate (LCI060C10 - RE)
C$50.00
Continuing Education
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Compliance / Business Conduct
AML: Real Estate (LCI060C10 - RE)
This is anti-money laundering (AML) training – a compliance course designed for people who don’t particularly get excited about AML compliance training, but have to take it anyway, in order to satisfy FINTRAC compliance requirements. 1.5...

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