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Continuing Education → Compliance / Business Conduct

AML 2025 (LCI2501C)


Description
This is anti-money laundering (AML) training 2025! A compliance course designed for people who don’t particularly get jazzed about AML compliance training, but have to take it anyway, in order to satisfy FINTRAC compliance requirements.


2.0 CIRO (IIROC) Compliance 24-1570C
2.0 CIRO (MFDA) Business Conduct (1000008018)
2.0 Financial Services Regulatory Authority of Ontario: Life or A and S
2.0 Alberta Accreditation Committee: Life, A and S, General and Adjuster (66643)
2.0 Insurance Council of British Columbia: Life or A and S
2.0 Insurance Councils of Saskatchewan: Life or A and S
2.0 Insurance Council of Manitoba: Life or A and S (45510)
2.0 CSF: PDU Compliance CSF24-10-63526
2.0 FP Canada: Practice Management
2.0 CIM/PFP Compliance
2.0 CFA: Standards, Ethics, Regulations
2.0 CPA: Verifiable Ethics CPD
2.0 Advocis: IAS24212602
2.0 Law Society of Ontario Substantive Hours
2.0 IQPF NP IQPF25-01-0016-G

CE Credits: 2.0 MFDA CE Activity Cod...: 1000008018 IIROC: 2.0 CIRO (IIROC) Compliance 24-1570C MFDA: 2.0 CIRO (MFDA) Business Conduct (100000... FSRA: 2.0 Financial Services Regulatory Author... AIC: 2.0 Alberta Accreditation Committee: Lif... ICBC: 2.0 Insurance Council of British Columbi... ICS: 2.0 Insurance Councils of Saskatchewan: ... ICM: 2.0 Insurance Council of Manitoba: Life ... CSF: 2.0 CSF: PDU Compliance CSF24-10-63526 CFP / QAFP: 2.0 FP Canada: Practice Management CIM / PFP: 2.0 CIM/PFP Compliance CFA: 2.0 CFA: Standards, Ethics, Regulations CPA: 2.0 CPA: Verifiable Ethics CPD Advocis: 2.0 Advocis: IAS24212602 Law Society of ON: 2.0 Law Society of Ontario Substantive H... IQPF: 2.0 IQPF NP IQPF25-01-0016-G

Content
  • AML Course
  • Introduction (2:50)
  • Is Canada a haven for laundering money? (6:31)
  • Understanding money laundering (6:57)
  • How to Launder Money
  • How to launder money Part I: The basics (5:09)
  • How to launder money Part II: Staying under the radar (3:30)
  • How to launder money Part III: Strategy (7:13)
  • Terrorist Financing
  • Understanding terrorist financing (4:33)
  • Red Flags
  • Red flags of money laundering and terrorist financing (5:06)
  • Red flags for security dealers (1:55)
  • Red flags for virtual currency transactions (5:52)
  • Know Your Client
  • Why it matters to know your client (1:32)
  • When to identify individuals and entities (3:21)
  • How to verify the identity of an individual (11:48)
  • Verifying a person without verification documents - Financial Entities (1:12)
  • How to verify an entity (5:27)
  • Reporting Requirements
  • Business relationship requirements (3:11)
  • Beneficial ownership requirements (7:32)
  • Third party determination requirements (2:24)
  • Politically exposed persons (7:48)
  • Ongoing and enhanced monitoring requirements (2:24)
  • Understanding reporting requirements (4:52)
  • Suspicious transaction reports (6:40)
  • Record keeping requirements (1:01)
  • Penalties for non-compliance (1:22)
  • Conclusion and Quiz
  • Conclusion (1:39)
  • AML Final Test
Completion rules
  • All units must be completed
  • Leads to a certificate with a duration: Forever
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