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Continuing Education → Compliance

Cannabis: Compliance and Ethics (LCI0301)

Recreational cannabis use in Canada is now legal. What does it mean for Financial professionals? In this course we cover cannabis laws, workplace policies and the grey area in-between.

FP Canada Accreditation: 1.0 Financial Planning (#5640)
Alberta Insurance Council: 1.0 Life, A&S, General, Adjuster (#54582)

This CE activity has been approved by FP Canada as meeting the minimum requirements for CE Approval as outlined within the FP Canada Continuing Education Guidelines. The views and opinions expressed in this presentation are those of the presenter / content author and do not necessarily reflect the views of FP Canada.

CE Credits: 1.0 Accreditation Number: 5640 CE Credit Type: Compliance

  • Introduction (1:53)
  • Pre-Read
  • Canadian Cannabis Survey 2017 - Pre Legalization
  • cannabis in canada
  • The New Cannabis Rules (4:01)
  • Cannabis Laws and Penalties (3:57)
  • Cannabis in the workplace
  • Workplace Impairment (2:47)
  • Duty to Accommodate (4:39)
  • Undue Hardship (1:18)
  • Evaluating Existing Workplace Policies (1:48)
  • Workplace Policies for Recreational Cannabis Use (2:50)
  • cannabis, clients, ethics and standards
  • Ethics of Cannabis and Client Scenarios (4:10)
  • Professional Responsibilities to the Financial Industry (4:01)
  • Conclusion (3:48)
  • Post-Read
  • Legalization and Regulation Recap of Cannabis in Canada
  • Final Assessment
  • Cannabis Final Assessment
Completion rules
  • All units must be completed
  • Leads to a certification with a duration: Forever