1.5 IIROC: Compliance (24-0595C)
1.5 MFDA: Business Conduct: MFDA Activity Number 1000000216
1.0 CSF: PDU Compliance CSF21-11-55717
1.0 Alberta Accreditation Committee: 1.0 Life (59508)
1.5 Financial Services Regulatory Authority of Ontario: Life
1.5 Insurance Council of British Columbia: Life
1.5 Insurance Council of Manitoba: Life or A&S (41419)
1.5 Insurance Councils of Saskatchewan: Life
1.5 CPA: Verifiable Ethics CPD
1.5 CFA: Standards, Ethics, Regulations
1.5 FP Canada: Financial Planning
1.5 Advocis: Structured Learning
1.0 IQPF: PDU Compliance IQPF21-10-0059-G
1.5 Law Society of Ontario Substantive Hours
1.5 CIM Compliance

Client Focused Reforms have arrived. And in Part Two of our Four Part Series, we discuss: Know Your Client (KYC), Know Your Product (KYP), and Suitability Determination (SD), three of the major pillars of the CFR amendments.

Programming note: This version is for firms and registrants directly regulated by provincial and territorial regulatory organizations. Additional versions are available for IIROC and MFDA registrants.



Important to note:
The accreditations with accompanying ID numbers have been approved and issued by the regulatory organization. The accreditations without ID numbers are additional regulatory organization's continuing education (CE) credit(s) that Learnedly believes the course satisfies.

This CE activity has been approved by FP Canada as meeting the minimum requirements for CE Approval as outlined within the FP Canada Continuing Education Guidelines. The views and opinions expressed in this presentation are those of the presenter / content author and do not necessarily reflect the views of FP Canada.