Description
1.5 IIROC: Compliance (24-0595C)
1.5 MFDA: Business Conduct: MFDA Activity Number 1000000216
1.0 CSF: PDU Compliance CSF21-11-55717
1.0 Alberta Accreditation Committee: 1.0 Life (59508)
1.5 Financial Services Regulatory Authority of Ontario: Life
1.5 Insurance Council of British Columbia: Life
1.5 Insurance Council of Manitoba: Life (41419)
1.5 Insurance Councils of Saskatchewan: Life
1.5 CPA: Verifiable Ethics CPD
1.5 CFA: Standards, Ethics, Regulations
1.5 FP Canada: Financial Planning
1.5 Advocis: Structured Learning
1.0 IQPF: PDU Compliance IQPF21-10-0059-G
1.5 Law Society of Ontario Substantive Hours
1.5 CIM Compliance
Client Focused Reforms have arrived. And in Part Two of our Four Part Series, we discuss: Know Your Client (KYC), Know Your Product (KYP), and Suitability Determination (SD), three of the major pillars of the CFR amendments.
Programming note: This version is for firms and registrants regulated by IIROC. Additional course versions are available for MFDA regulated firms and firms regulated directly by provincial and territorial regulatory organizations.
Important to note:
The accreditations with accompanying ID numbers have been approved and issued by the regulatory organization. The accreditations without ID numbers are additional regulatory organization's continuing education (CE) credit(s) that Learnedly believes the course satisfies.
This CE activity has been approved by FP Canada as meeting the minimum requirements for CE Approval as outlined within the FP Canada Continuing Education Guidelines. The views and opinions expressed in this presentation are those of the presenter / content author and do not necessarily reflect the views of FP Canada.
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CE Credits : 1.5
MFDA CE Activity Cod... : 1000000216
IIROC : 1.5 IIROC: Compliance (24-0595C)
MFDA : 1.5 MFDA: Business Conduct 1000000216
FSRA : 1.5 Financial Services Regulatory Author...
AIC : 1.0 Alberta Accreditation Committee: 1.0...
ICBC : 1.5 Insurance Council of British Columbi...
ICS : 1.5 Insurance Councils of Saskatchewan: ...
ICM : 1.5 Insurance Council of Manitoba: Life ...
CSF : 1.0 CSF: PDU Compliance CSF21-11-55717
CFP / QAFP : 1.5 FP Canada: Financial Planning
CIM / PFP : 1.5 CIM/PFP Compliance
CFA : 1.5 CFA: Standards, Ethics, Regulations
CPA : 1.5 CPA: Verifiable Ethics CPD
Advocis : 1.5 Advocis: Structured Learning
Law Society of ON : 1.5 Law Society of Ontario Substantive H...
IQPF : 1.0 IQPF: PDU Compliance IQPF21-10-0059-...