Continuing Education → Compliance / Business Conduct

ESG: Investment Fund Disclosure (LCIC2201)

As global initiatives work to establish ESG disclosure frameworks, the CSA provides guidance on investment fund disclosure best practices and obligations. We tell the story.

1.0 IIROC: Compliance (24-0024C)
1.0 MFDA: Business Conduct (22-0795C) MFDA Activity Number 1000000455
1.0 CSF: PDU Compliance (CSF22-05-56878)
1.0 Alberta Accreditation Committee: Life (61547)
1.0 Financial Services Regulatory Authority of Ontario: Life
1.0 Insurance Council of British Columbia: Life
1.0 Insurance Council of Manitoba: Life (39504)
1.0 Insurance Councils of Saskatchewan: Life
1.0 CPA: 1.0 Verifiable Ethics CPD
1.0 FP Canada: Financial Planning
1.0 Advocis: Structured Learning

This video course explains the regulatory guidance on ESG-related investment fund disclosure - here in Canada.

Once completed, you will know:
- What “ESG” means, why it matters, and some of the common ESG investment strategies.
- What “greenwashing” is, and why it’s an issue.
- ESG-related investment fund disclosure obligations and best practices.
- Plus much more.

Happy learning!

Important to note:
The accreditations with accompanying ID numbers have been approved and issued by the regulatory organization. The accreditations without ID numbers are additional regulatory organization's continuing education (CE) credit(s) that Learnedly believes the course satisfies.

This CE activity has been approved by FP Canada as meeting the minimum requirements for CE Approval as outlined within the FP Canada Continuing Education Guidelines. The views and opinions expressed in this presentation are those of the presenter / content author and do not necessarily reflect the views of FP Canada.

CE Credits: 1 MFDA CE Activity Cod...: 1000000455 IIROC: 1.0 IIROC: Compliance 24-0024C MFDA: 1.0 MFDA: Business Conduct 1000000455 FSRA: 1.0 Financial Services Regulatory Author... AIC: 1.0 Alberta Accreditation Committee: Lif... ICBC: 1.0 Insurance Council of British Columbi... ICS: 1.0 Insurance Councils of Saskatchewan: ... ICM: 1.0 Insurance Council of Manitoba: Life ... CSF: 1.0 CSF: PDU Compliance (CSF22-05-56878) CFP / QAFP: 1.0 FP Canada: Financial Planning CIM / PFP: 1.0 CIM/PFP Compliance CFA: 1.0 CFA: Standards, Ethics, Regulations CPA: 1.0 CPA: Verifiable Ethics CPD Advocis: 1.0 Advocis: Structured Learning Law Society of ON: 1.0 Law Society of Ontario Substantive H...

  • 1. Introduction
  • ESG: Environmental, Social, Governance
  • 2. Understanding ESG
  • 3. ESG Related Terms
  • 4. ESG Related Funds and Strategies
  • Greenwashing
  • 5. Greenwashing Prologue
  • 6. Greenwashing
  • 7. Investment Fund Greenwashing
  • ESG Fund Disclosure Guidance
  • 8. ESG Fund Disclosure Guidance
  • 9. Fund Name Objectives Strategies
  • 10. Risk ratings and suitability
  • 11. Sales Communications
  • 12. Conclusion
  • Assesment
  • ESG Final Test
  • Reference Resources
  • CSA Staff Notice 81-334 ESG-Related Investment Fund Disclosure
  • CFA Global ESG Disclosure Standards for Investment Products
  • CIFSC Responsible Investment Identification Framework
Completion rules
  • You must complete 85.00% of the content
  • Leads to a certificate with a duration: Forever